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EJASA - Part 6Page 35 years, with a power of 16 dB re 1 kW, i.e., 40 kW. This is a trivial amount of power for an ETI. On the basis that the author thinks that ETI transmitter powers will be in excess of 100 MW and perhaps even substantially in excess of 1 GW, we could decide to lower the detection sensitivity and go for a faster sampling rate, thus speeding up the search. For the purposes of this analysis we will stick to the 100 kHz pixel sampling rate. As previously stated, we will assume that we are doing our single star signal processing in real time, with 100 kHz minimum bin bandwidths. This means that the entire array would take 0.164 s to scan. If we assume no scan dead time, then to scan the entire visible band between 350 nm and 700 nm at a sensitivity level of about -150 dBW/m^2 (10^-15 W/m^2), would take about two hours (Equ. 21, Page 82). An All Sky Survey of this type would take at least 136 million years! If a survey of this type could have been started when the dinosaurs roamed Earth, we would be just about reaching the end of the first scan! (Don't anyone accuse the author of lacking a sense of humor). On the other hand, for a sensitivity of -150 dBW/m^2, a Targeted Search scan of a single star over the 280 GHz effective bandwidth of the 656 nm Fraunhofer line (Table 4, Page 30) with a 10 GHz MCSA, with on-line data storage, and a 10 microsecond pixel sampling time, would take 4.6 seconds. This is a very reasonable time, so that a slower scan at selected laser and Fraunhofer lines could be performed to reduce the minimum detectable flux levels. PROFESSIONAL CO2 SETI Just as this paper was being completed, the author received a copy of Albert Betz's (University of California, Space Sciences Laboratory, Berkeley, CA 94720) latest paper on Optical CO2 SETI. [57] For the sake of completeness, because there is currently so little Optical SETI literature available, and because Betz's paper is a very up-to-date account of the only observational Optical SETI work presently being done in the United States, a short description is now given. The work of Townes and Betz is supported by a NASA grant NAGW-681. As mentioned on Page 5, this low-profile SETI work is being done on Mount Wilson, and is piggy-backed onto a much larger NASA program to investigate astro- physical phenomena at the galactic center, e.g., a possible black hole. To start with, here now is a complete quote of the abstract from Dr. Betz's paper, which was presented in August of 1991 at the Santa Cruz, California USA-USSR SETI Meeting: "In an effort complementary to NASA's search for microwave signals from an extraterrestrial intelligence, we are searching for possible laser signals of a similar origin. We are surveying approximately 300 nearby stars in a multi-year effort to detect narrowband laser signals in the 10 um wavelength region. For this directed search, we are using an available 1.7 m telescope and a heterodyne receiver tuned to discrete CO2 laser frequencies between 26-30 THz. The bandwidth of the heterodyne allows us to analyze a Doppler velocity range up to Page 36 +/-60 km/s around selected laser lines, and thus accommodate the velocity dispersions of hypothesized laser sources orbiting nearby stars. The resolution of the spectrometer is currently 2.4 MHz (24 m/s), with 10^3 spectral channels available. Although this resolution is somewhat coarse, any indication of a signal could be subsequently analyzed at much higher resolution with the type of signal processor (MCSA) now being developed for the microwave survey." Betz uses a slightly different transmission throughput relationship to that employed by this author (Pages 77-78). For his parameters: Pt = 1 kW, D = 10 m, R = 10 L.Y. (9.461 X 10^16 m), and Wl = 10.6 um (see Appendix A for parameter definitions): Pr = 9.9 X 10^-18 W This figure for received power is about 2.1 dB greater than given in Table 2, Line 13 on Page 22 (6.1 X 10^-18 W). The reason for the slight discrepancy is that Betz uses an approximation by omitting a PI^2/16 factor (see Equs. 13 and 14 on Pages 77 & 78 for more details). Earlier it was stated that the minimum beam divergence thought possible by Townes and others was about one second of arc. However, this recent paper by Betz indicates a new, more optimistic limitation of about 0.1 second of arc. This is only a factor of 7.25 greater than the 0.0138" diffraction limited beamwidth for the visible system (as shown in Table 2, Line 5 on Page 22, and on Page 73). By assuming that the nearest stars to be targeted are around 50 parsecs (163 L.Y.) away, a beam divergence of 0.1 arcsecond is compatible with the expected zones of life. Because of this increase in beam directivity, Betz gets an infrared SNR improvement over the 300-meter diameter Arecibo system of about 3 dB (a factor of 2). Figure 4 on Page 28 shows that the microwave system has a CNR of 20 dB, while the infrared system has a CNR of 22 dB; a 2 dB difference in favor of the infrared system. Thus, taking into account the slightly different assumptions made in this analysis, i.e., the transmission relationship, the microwave front-end temperature and quantum efficiency, the theoretical results for the CO2 system in this paper are in very close agreement with that of Betz's paper. The Townes and Betz CO2 telescope is computer driven, with the ability to point blind to approximately one arcsecond, both during the day and night. As indicated on Page 23, CO2 SETI is just as effective during the day as at night, since, whatever the limitations of the sky background, it is essentially constant over the 24 hour day. The reader should note that the 128 X 128 pixel array specified for the Professional Visible SETI system has a field of view of about 2.1 X 2.1 arcsec (Figure 10, Page 81), and thus is semi-compatible with the pointing accuracy of Betz's system. Note that a medium size visible wavelength telescope with a single incoherent photodetector system, may have to be steered and pointed during daylight hours with point blind accuracy better than 1 arcsec. If the pixel size and FOV are increased to accommodate steering inaccuracies and atmospheric turbulence, the daylight background would increase and degrade the SNR. Page 37 INCOHERENT OPTICAL SETI AT 10,600 nm In a later section, we will describe an incoherent Optical SETI receiver for visible and near-infrared wavelengths, with Amateur Optical SETI application. For the sake of completeness, Figure 6 has been included here to demonstrate the relatively poor response of a small incoherent (photon-counting) CO2 receiving system. This should be compared to Figure 8 (Page 44), given for the case of incoherent Optical SETI at visible wavelengths. Identical signal flux levels and telescope apertures have been employed in both graphs. These graphs have been located at the top of their respective pages to allow the pages to be flicked back and forth for easier comparison. In the incoherent CO2 system, where the signal-to-noise ratio (SNR) is quantum noise limited, the SNR it is greater than in the visible spectrum because "hf" is smaller. However, where the SNR is background noise limited, the SNR is severely degraded. For a high signal intensity of 10^-14 W/m^2, as produced by a transmitter at a distance of ten light years with an EIRP of about 10^21 W, the SNR for a 30 cm- diameter CO2 receiving telescope begins to degrade for optical band- widths greater than about 1 MHz. The infrared telescope's photodetector must be subject to considerable cooling, e.g., using liquid nitrogen, to avoid high dark- current, and it must be provided with a cold-shield to restrict its field-of-view (FOV) to background thermal radiation. Note that the performance of an amateur CO2 system could well be much worse than shown in Figure 6, because CO2 transmitter gains and EIRPs are likely to be much less than available at visible wavelengths. Unfortunately, high-Q optical filters centered on the CO2 wavelength are not available with wide tuning characteristics, although a small degree of tuning may be obtainable by tilting the filters. Fixed optical filters with 100 GHz bandwidths at 10,600 nm are available for several hundred dollars. The cost of a extremely high-Q 10 GHz (0.035 percent bandwidth) interference filter may run into several thousand dollars. Even then, the thermal background detected is excessive, and the filter itself must be cooled. As has been pointed out repeatedly and demonstrated by Equ. 32 (Page 88), the optical heterodyne receiver has the great advantage over its direct detection counterpart (Equ. 31), in that the effective optical bandwidth through which background radiation is received is determined by the small electrical I.F. bandwidth. Also, because of the excessive dark-current characteristics of 10,600 nm photodetectors, there is considerable merit in using a local-oscillator laser to swamp out these noise sources, though coherent detection would not necessarily obviate the necessity to employ some cryogenic cooling. Thus, there is much truth in the observation that as far as ground- based CO2 SETI receivers are concerned, only coherent receivers are practical, such as the interferometer system presently being employed by Townes and Betz on Mount Wilson, and described on the previous two pages. [57] Page 38 Postdetection Normalized SNR, dB re 1 Hz | | 80 | Ir = 10^-10 W/m^2 EIRP = 1.1 X 10^25 W |* * * * * * * * * * * * * * * * * * * * * * * * * * | * 60 | Ir = 10^-12 W/m^2 EIRP = 1.1 X 10^23 W * |* * * * * * * * * * * * * * * * * * * * | * 40 | Ir = 10^-14 W/m^2 EIRP = 1.1 X 10^21 W |* * * * * * * * * * * * * * * * | * * 20 | Ir = 10^-16 W/m^2 * * |* * * * * * * * * * * * | * * 0 |.Ir = 10^-18 W/m^2.........*...................*.............. |* * * * * * * * | * * * -20 | Ir = 10^-20 W/m^2 * * * |* * * | * * * -40 | * * * | * * * | * * * -60 | * * * | * * * | * * -80 | Day & Night * * | * * | * * -100 -------------------------------------------------------------- 10^0 10^2 10^4 10^6 10^8 10^10 ^ 10^12 | Optical Bandwidth, Hz | 100 GHz (37.5 nm) Figure 6 - Signal-to-noise ratio versus optical bandwidth for (perfect) photon- counting CO2 receivers. Range = 10 light years, wavelength = 10,600 nm, diameter = 30 cm, antenna efficiency = 0.7, spectrometer efficiency = 0.5, quantum efficiency = 0.5. Dark current is assumed to be negligible, though in practice it will impact the above sensitivity curves at lower flux levels, even more than the sky background. Needless to say, the construction cost of a heterodyning CO2 SETI telescope/receiver is likely to be excessive for the amateur enthusiast. For this reason, CO2 SETI is not being proposed for the amateur. This activity is best left to NASA and the professional observer. Page 39 ADAPTIVE TELESCOPE TECHNOLOGY Perhaps one of the most exciting developments in modern optical astronomy is the subject of adaptive telescope technology. The author believes that this not only has profound implications for conventional optical astronomy but also for Optical SETI. In particular, for what we call Symbiotic Optical SETI. What follows is a description of the technique obtained from the tutorial introduction to reference 69. "Earth-based telescopic adaptive-optics systems need a reference (guide) star which is near objects of interest and bright enough to provide information on the wavefront distortion. But natural guide stars for a usable portion of the visible spectrum are few and far between, allowing glimpses of just 0.003 percent of the night sky. Rather than cursing the darkness, astronomers and engineers are lighting some celestial candles of their own. To create the artificial guide stars, a laser is beamed into the sky, which answers back inflamed. The laser energy creates Rayleigh backscattering in the stratosphere (10 - 40 km up) and resonance- fluorescence backscattering in the mesospheric sodium layer (80 - 100 km). No radically new technology is required for the lasers, although the breadth of capabilities is large for a single laser. For zenith viewing of a 20-cm atmospheric patch using the Rayleigh approach, the laser must put out 82 watts; for the sodium- backscattering approach the required exciting power is 14 watts. At the sodium layer, which results from meteor ablation, the beam must be 0.5 meter in diameter, with a pulse rate of 100-200 pps and 100 millijoules per pulse. The laser guide-star concept was first put into practice by Chester Gardner and Laird Thompson, who in 1987 created, photographed, and measured their own glowing beacon, shot like some giant flare above the Mauna Kea Observatory in Hawaii. [69] The basic system requirement is that the distortion of the guide star must be measured and the adaptive mirror adjusted in the time it takes for a star to twinkle, or, depending on how you look at it, the time between twinkles. This window of visibility known as twinkle time (also called scintillation coherence time) is open for a scant 10 milliseconds." The requirements to produce a diffraction limited image over the entire focal image plane are rigorous. It could be that the criteria for Optical SETI are rather less demanding. The requirement here is for imaging the ETI signal onto a two-dimensional photodetector array, where the primary purpose (neglecting Planckian suppression needs) of the array is to detect ETI photons, not to produce a super high-quality extended image. As described on Pages 10 and 83, it is shown how efficient detection of an ETI signal might be obtained with a simple passive technique, if ETIs cooperate by transmitting a signal accompanied by a pilot-tone beacon. Such a technique automatically makes any telescope adaptive, without the need for deformable mirrors and laser guide stars. Page 40 THE COLUMBUS TELESCOPE PROJECT As this paper was nearing completion, the author learned that a decision had been made to terminate Ohio State University's participation in The Columbus Project, the construction of a twin 8-meter diameter interferometric telescope to be built on Mount Graham in southeastern Arizona. The instrument, which is supposed to see "first light" in 1994, will have the light gathering power of a single 11.3-meter (448-inch) mirror and the resolving power of a 22-meter (866-inch) telescope. The project was a joint venture between OSU, the University of Arizona, and Italy's Arcetri Astrophysical Observatory. The reason given for OSU's pulling out of the project was a lack of privately donated funds. Within these pages, this author has suggested the possibility of a future symbiotic relationship between Professional Optical Astronomy and Professional Optical SETI. During the early part of this study, an idea was formulated that plans for The Columbus Telescope might be changed, so that both scientific activities could be undertaken at that site; Professional Optical Astronomy being done at night, and Professional Coherent Optical SETI mainly during the day. On Columbus Day, October 12, the Microwave Observing Project will commence its search of the sky. As we in Columbus, Ohio, approach the quincentennial of Columbus' discovery of the Americas, what more fitting way could there be to celebrate the first encounter with the New World than if OSU's participation in The Columbus Project was resumed and the telescope's purpose modified to include the search for extraterrestrial intelligence. The New World would be looking for other, perhaps older worlds, with more mature technical civilizations. OSU is already home to the "Big Ear" Radio Observatory, which under the guidance of Professor John D. Kraus (Director) and Dr. Robert Dixon (Assistant Director), has been undertaking conventional microwave SETI for many years. On the same site in Delaware (a little north of Columbus), and close to "Big Ear", is the Perkins Optical Observatory. At the moment, the author is working on ideas to upgrade the Perkins Observatory for Semi-Professional Incoherent Optical SETI. This observatory presently contains a 81-cm (32-inch) Cassegrain. OPTICAL SETI RATIONALE SETI would not seem so mysterious to the average person if it was recognized that this is yet another communications problem, albeit complicated by the fact that we do not know where or when to look, the transmission frequency, the bandwidth, or the modulation format. In many ways it is just another aspect to our manned and unmanned space program, but one that has received relatively little funding. It took many years before SETI was recognized as a legitimate science and not pseudoscience. The technology described here for Optical SETI is more than just a means of contacting emerging technical civilizations. If intelligent life is not uncommon in the galaxy, and if electromagnetic waves are still the primary means of interstellar communications, the Page 41 ability of optical relays to form a galactic network might obviate the necessity to use low-loss microwaves or the far-infrared in order to propagate across the entire galaxy in one go. After all, it is very difficult to have a snappy conversation when communicating over one hundred thousand light years! Earlier, we showed that our "perfect" 10-meter diameter symmetrical 656 nm heterodyning system was capable of yielding over a range of 10 light years, a CNR of about 34 dB re 1 kW re 1 Hz, for a diffraction limited EIRP of 2.3 X 10^18 W (see Table 2 and Figure 4). Since a solar-type star has an EIRP of 3.9 X 10^26 W, we pose the question: What is the communication capability of such a communications link when the mean EIRP of a large transmitter array is 2.5 times that of the star, i.e., when the mean EIRP is about 10^27 W? This condition corresponds to the transmitter appearing as a 1st magnitude object; a situation which would produce a noticeable (2.5 times) brightening of the ETI's star. Since the ratio of EIRPs {10^27/(2.3 X 10^18)} is 4.4 X 10^8, the CNR will be improved by 86 dB, resulting in a CNR of about 120 dB re 1 Hz, and a photon detection rate of about 10^12 s^-1 (Equ. 36). If the bandwidth is increased to 10 GHz, the CNR falls to about 20 dB. Thus, this just naked-eye noticeable transmitter would be just about capable of sending a 10 Gbit/s data stream across 10 light years with low bit-error-rate {BER} (Equ. 37). This would allow a hypothetical Encyclopedia Galactica to be uploaded or downloaded rather efficiently! This might give new meaning to Arthur C. Clarke's "Extra- Terrestrial Relays", which in the October, 1945 issue of WIRELESS WORLD described the basic idea for the present terrene geostationary (the Clarke Belt) satellite system. [67] Clarke had originally given his article the title "The Future of World Communications". Perhaps this paper should be titled "The Future of Interstellar Communications"? In many ways, Arthur C. Clarke and "Extra-Terrestrial Relays" has done more to shape what we now call the "Global Village" than any other single factor on our planet. Indeed, the spreading of the ideas of democracy, and freedom, and the breakup of the Soviet Empire have more to do with former Soviet President Mikhail Gorbachev, Russian President Boris Yeltsin, and author Clarke than any other factor. The latter is perhaps the unsung hero here. The failure of the August 1991 Soviet Coup was facilitated by the ease with which it is now possible to communicate. Those readers who own TVROs (TeleVision Receive Only) satellite receivers will especially appreciate the power of this technology. We can be sure that the reception, demodulation, and decoding of the first ETI signal - be it microwave, millimeter-wave, or optical - will have an immense effect upon our civilization. Just the act of detecting a carrier signal will forever change our view of the Universe and humanity. The following section deals with the amateur approach to Optical SETI, showing how an amateur observatory can be constructed. This is based on the more controversial assumption that optical ETI signals may be present in the visible spectrum, and of sufficient intensity, to yield detectable signals with relatively small receiving telescopes.
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