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Proposal Ideas for Advanced Studies on Optical SETI and the way for Successful Detection of ETIRadobs 11Star Date: December 24, 1990 Dr. Jill Tarter/Dr. John Billingham SETI Institute 2035 Landings Drive Mountain View California 94043 United States Of America Planet Earth Sol, Federation Sector 0,0,1 The Milky Way Galaxy Dear Jill, I would like you to print out this pre-Christmas message and pass it along to Dr. John Billingham. It has been copied to the RADOBS bulletin board. PROPOSAL IDEAS FOR ADVANCED STUDIES ON OPTICAL SETI AND THE WAY FOR SUCCESSFUL DETECTION OF ETI Dear Dr. Billingham, It should come as no surprise to you to learn that I would like to submit a Phase 1 proposal to the SETI Institute on the subject of Optical SETI. Presently, I can see the need for a program consisting of five phases, where the scope of Phase 3 and beyond would depend on whether or not ground-based Optical SETI can be done efficiently. This Optical SETI program could eventually be given the name "The Microwave & Optical Observation Project" (MOOP). The fifth phase would likely be the equivalent of the Microwave Observing Project (MOP), and would involve the modification and instrumentation of some of the world's great telescopes or the deployment of a second- or third-generation space telescope. At any time, successful detection of ETI signals during the microwave part of MOOP, would trigger a major reconsideration as to whether to continue the on-going Optical SETI investigations. Of course, detection of signals in the microwave spectrum need not preclude ETI signals in the optical spectrum if the rationale of Signpost SETI is being applied by ETIs. Funding for Optical SETI activities could come both from NASA and the NSF. I know just the person you could hire to initially lead a small Optical SETI activity to run in parallel with MOP! (Version 1.0) Program Summary: Period 1991 - 2010 (and beyond). PHASE 1: Extend Optical SETI study. PHASE 2: Recommend prototype ground or space-based Optical SETI facility. PHASE 3(a): Construction of prototype ground-based Optical SETI facility. PHASE 3(b): Construction of Optical SETI retrofit package for the HST. PHASE 4(a): Modification of selected large ground-based optical telescopes. PHASE 4(b): Construction and launch of new Optical SETI Space Telescope. PHASE 5: The Microwave & Optical Observation Project (MOOP). Here now is the first cut of my proposal ideas: PHASE 1 Object: To extend the study that I am presently doing on Optical SETI. (a) Refine the rationale for Optical SETI. (b) Identify the "magic frequencies" in the optical (ultra-violet to far-infrared) spectrum. (c) Determine optimum spectrum analyzer bandwidths, on the basis of assumed de-chirping of signals at both ends of the link. (d) Determine the best polarization strategy for the optical receivers. (e) Investigate the potential of adaptive ground-based telescopes to function as efficient ETI receivers, perhaps using laser guide stars. (f) Determine over what regions of the near-infrared and far-infrared spectrum is it sensible to be considering ground-based Optical SETI. (g) Confirm that daylight visible Optical SETI is feasible. (h) Talk to the optical astronomy community to gauge their reaction to the possibility of sharing observatories with Optical SETI investigators. (i) Investigate which features of the Optical SETI hardware can be of use to optical astronomers in their research. We ought to be able to build a symbiotic relationship between Optical SETI and the Light Sciences, because of the powerful spectral analysis tools that will be made available. Conventional astronomy and Optical SETI could then become synergistic to one another. (j) Investigate state-of-the-art photodetector array technology. (k) Investigate availability and capabilities of commercial lasers to act as local-oscillator laser over the entire visible and near- infrared spectrum. (l) Recommend whether a coherent heterodyne or incoherent photon- counting approach is preferable, or even a combination of both. (m) Keep up-to-date on the progress of MOP, with a view to incorporating MOP technology into Optical SETI. (n) To present a detailed report summarizing the results to date (my self-funded study), plus the results of (a) to (m). (o) Recommendations as to whether Optical SETI should be continued to a second phase. This is a paper study only and would be conducted primarily by FIBERDYNE OPTOELECTRONICS. PHASE 2 Object: To recommend a ground-based telescope site, design the adaptive optical system, the basic optical receiving system, signal processing, and search strategy. Possible contending sites are the Perkins Observatory adjacent to OSU's "Big Ear" Radio Observatory, the new Columbus Telescope to be built in Arizona, the new Keck Telescope in Hawaii, or the decommissioned Mt. Wilson Observatory. (a) Design an adaptive optical telescope receiving system. (b) Design an optical receiver based on the recommendations of Phase I. (c) To adapt the technology developed by MOP into the signal processing system required for Optical SETI. (d) Select existing ground-based observatory site. (e) If the observatory is to be shared with conventional astronomy, work out the compatibility details so that each branch of science can be conducted with the least amount of interference. This may mean relegating Optical SETI to day time observations, and conventional astronomy to the night. (f) Consider whether the existing mirrors need to be replaced because of size or adaptive considerations. (g) Consider whether the existing mirrors need to have new reflective coatings for extended operation into the infrared region of the spectrum. (h) Decide on how much of the "field-of-view" will be imaged onto an Optical SETI photodetector array. (i) Report detailing engineering specifications and costing of modification work to selected telescope site, and construction of prototype Optical SETI facility. (j) Assessment of whether a Space Telescope Optical SETI retrofit instrumentation package would be a sensible approach. (k) Preliminary design of retrofit Optical SETI package for later retrofit to the Hubble Space Telescope if the ground-based approach looks doubtful. (l) Costing of HST Optical SETI retrofit. (m) To present a report summarizing the results of (a) to (l). (n) Recommendations as to whether Optical SETI should be continued immediately to a third phase ground-based approach, or to delay this phase until certain technology has matured, or to consider only a space-based approach, or perhaps not to proceed further with Optical SETI. This is a mainly a paper study and would be conducted by FIBERDYNE OPTOELECTRONICS, OHIO STATE UNIVERSITY, and a consultant presently involved with adaptive telescope technology. A limited amount of experimental assessment work might be done to confirm the suitability of certain state-of-the-art technologies. Participants from OSU would include Dr. Robert Dixon from the Radio Observatory, and staff from OSU's Department of Astronomy. PHASE 3(a) Object: To instrument the chosen prototype ground-based telescope. (a) Briefly reevaluate conclusions of Phase II to see if any new ideas or technologies should be included in the prototype ground-based SETI observatory. (b) Modify existing ground-based optical observatory. (c) Carry out preliminary Optical SETI observations to assess how well the facility performs. (d) Detailed report and engineering specifications of prototype ground-based Optical SETI facility and initial experimental and observational data obtained. This is a mainly a hardware project and would be conducted by FIBERDYNE OPTOELECTRONICS, OHIO STATE UNIVERSITY and at least one other company. Participants from OSU would include Dr. Robert Dixon from the Radio Observatory, and staff from OSU's Department of Astronomy. PHASE 3(b) Alternative Object: To design and produce an instrumentation package for a limited space-based Optical SETI activity, that could be retrofitted into the Hubble Space Telescope (HST). This might be done after the HST has reached the official end of its 15 year life. (a) Design and construct retrofit instrument package. (b) Deploy package. (c) Assess preliminary data obtained after deployment. (d) Detailed report and engineering specifications of the prototype space-based Optical SETI facility and initial experimental and observational results. (e) Recommend whether a dedicated second- or third-generation Space Telescope should be constructed and launched, with its facilities largely dedicated to Optical SETI work, or whether such a facility should be built as part of Space Station Freedom. (f) Estimate costs of a dedicated spaced-based facility, e.g., second- or third-generation Space Telescope. This is an optional third phase that may not be required if ground- based Optical SETI can be done efficiently, particularly if ETI signals are discovered within the atmospheric optical windows. The results of this limited exercise in space-based Optical SETI could be carried over to the deployment of a larger Second- or Third-Generation Space Telescope devoted to Optical SETI. Alternatively, it might be something that is best relegated to Space Station Freedom, even though the latter is now under a cloud and undergoing serious reconsideration. NASA may wish to consider whether an Optical SETI activity might give the space station some of the focus it has recently appeared to lack. PHASE 4(a) Object: To modify existing large ground-based telescopes for Optical SETI. (a) Select suitable sites, with at least one in the northern hemisphere and one in the southern. (b) Based on the data collected from Phase 3(a), proceed to modify selected optical observatories. (c) Begin a program of Optical SETI observations at star systems thought most likely to support life. (d) Report on progress made after 1 year of observations. PHASE 4(b) Alternative Object: To construct and launch a new Space Telescope facility largely dedicated to Optical SETI, but with considerations given to its very important Light Science capabilities. (a) Place contracts for design of new Space Telescope, incorporating the knowledge base obtained from earlier phases of this program. (b) Place contracts for the construction of the new Space Telescope. (c) Launch and deploy new Space Telescope. (d) Begin a program of Optical SETI observations at star systems thought most likely to support life. (e) Report on progress made after 1 year of observations. PHASE 5 Object: To carry out a systematic ground-based (or space-based) search for microwave and optical signals of extraterrestrial origin. At the start of this phase, the program will be named the Microwave & Optical Observation Project (MOOP), if this has not been done previously. (a) To use existing ground-based or new space-based optical telescopes to carry out a Targeted Search of about 800 nearby solar-type stars with high spectral resolution (10 kHz or a bandwidth yet to be determined) and sensitivity at selected laser wavelengths over the range 400 nm to 11,000 nm. (b) To use other existing ground-based or a new space-based optical telescope to carry out a Sky Survey that will examine the whole sky at moderate spectral resolution (1 MHz or a bandwidth yet to be determined) over the wavelength range 400 nm to 11,000 nm. Apologies for borrowing heavily from the MOP program. The duration of the Phase 5 program would cover the period 2000-2010 or slightly later if a dedicated space-based facility has to be constructed. This first decade of the new millennium has particular significance to fans of Arthur C. Clarke. Cost of this second ten-year duration program is likely to be in excess of $300 million for ground-based systems. If dedicated space-based facilities are employed, costs would rise by between one and two orders of magnitude. While we probably would not want to start a systematic MOOP activity before completion of MOP, it would be wise to have all our questions answered and the technology worked out before the year 2000. In that way, MOOP can start in earnest, if necessary, immediately on completion of the first decade of MOP. It is envisaged that MOP itself would continue under the new name of MOOP, but perhaps space-based and at microwave frequencies from 10 GHz to several hundred GHz. It is imagined, that as with all phased programs, successive programs will be progressive in both level of effort, time and cost. I would be pleased to get your response to the above early in the New Year, and submit a formal Phase 1 proposal on request. You may be aware that I have suggested to both Dr. Jill Tarter and Dr. Bernard Oliver, on more than one occasion, that the SETI Institute give serious consideration to organizing a one or two-day Seminar on Optical (Visible & Infrared) SETI, to which you would seek the participation of all the scientists who have something to contribute in this area. I need hardly add that I would be more than willing to make a major contribution to this seminar. Indeed, I would offer to help organize it. At the moment, you have all your eggs in the microwave basket; not a good idea if there is reason to believe that a key area of the present SETI rationale is suspect. I should not need to add that at this time, as NASA is coming under much closer scrutiny from Congress and the tax-payer, how vitally important it is for NASA to be seen making the correct decisions. The level of certainty that so many in the SETI community ascribed to the microwave approach may come back to haunt you, and severely damage SETI's credibility with those that control its funding. As I have previously suggested to Jill Tarter, it would be wise to begin backing off from the present anti-optical approach. The most prudent statement that a SETI official can make today is that "Whilst the microwave regime below 10 GHz appears presently to be the most logical part of the electromagnetic spectrum to conduct the initial "search", there is evidence to suggest that the infrared and visible regimes also have great merit, and could possibly be preferred by advanced technical civilizations". Sincerely, Dr. Stuart A. Kingsley P.S. I will shortly be sending Bob Arnold, at his request, a videocassette containing some historical news of the political events in England a few short weeks ago. This is mainly the BBC 6 pm news (recorded here via satellite at 1 pm EST), and is in NTSC/525. Clive Goodall, who is a Maggie groupie, viewed some of this material with me when it was live - it was a pretty exciting time. Bob will pass it on to you after he has viewed the tape. I am sorry that I couldn't find your 24-digit intergalactic Zip code! Happy New Year. December 24, 1990 RADOBS.11 BBOARD No. 284 * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * Dr. Stuart A. Kingsley Copyright (c), 1990 * * AMIEE, SMIEEE * * Consultant "Where No Photon Has Gone Before" * * __________ * * FIBERDYNE OPTOELECTRONICS / \ * * 545 Northview Drive --- hf >> kT --- * * Columbus, Ohio 43209 \__________/ * * United States .. .. .. .. .. * * Tel. (614) 258-7402 . . . . . . . . . . . * * skingsle@magnus.ircc.ohio-state.edu .. .. .. .. .. * * CompuServe: 72376,3545 * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * *
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